Tuesday, September 29, 2015

excerpts from How the West Won (subchapter on Venice)

from How the West Won: The Neglected Story of the Triumph of Modernity  by Rodney Stark


Venice


Shielded by remarkable natural barriers and with unimpeded access to the sea, Venice fended off all Lombard efforts to subordinate it and instead became a province of the Byzantine Empire. This gave the growing city many commercial advantages, such as being free from Byzantine tolls or customs in its trade with the East. That commerce became increasingly important as Islam developed a trading network throughout the region, including Spain, Sicily, the toe of Italy, and North Africa. In fact, Venice probably was the first society to live by trade alone.34 It also was a pioneer in the return of democracy. Distance, and growing Venetian sea power, made Byzantium’s sovereignty over Venice nominal at best.


And as time passed, the “people” became an increasingly inclusive group. Meanwhile, the power of the doge was gradually reduced as elected councils took greater authority, leading to what came to be known as the commune—made up of the body of citizens with voting rights and the executives and legislators elected by them.

In early days, participation in Venetian politics was limited to various elites, but as time passed, and especially as Venice became a major manufacturing center as well as a trading port, the franchise was extended. The principal mechanism by which this was accomplished was by the organization of guilds—associations of persons engaged in a specific craft or trade.


Capitalism was not invented in the Italian city-states, for all that they were fully developed capitalist centers by the end of the eleventh century. Weber was correct in asserting that capitalism had religious roots. It was not, however, originated by Protestants: capitalism first appeared in the great Catholic monastic estates back in the ninth century.


…having originated not as an economic concept but as a pejorative term used by nineteenth-century leftists to condemn wealth and privilege. To adapt the term for serious analysis is a bit like trying to make a social-scientific concept out of a reactionary pig.

Notions of the dignity of labor were incomprehensible in ancient Rome or any other precapitalist society. Traditional societies celebrated consumption while holding work in contempt. In China, for example, the Mandarins grew their fingernails as long as they could (even wearing silver sheaths to protect them from breaking) to make it evident that they did no labor. Capitalism required and encouraged a remarkably different attitude, one that saw work as intrinsically virtuous. Max Weber identified this as the Protestant ethic, so-called because he believed it to be absent from Catholic culture. But Weber was wrong. Belief in the virtues of work arose centuries before Martin Luther was born.

Although capitalism developed in the great monastic estates, it soon found a receptive setting in the newly democratic Italian city-states. In the tenth century these city-states emerged as the banking and trading centers of Europe. Subsequently they industrialized and began producing a large volume of manufactured goods for export across the Mediterranean and to northern Europe and the British Isles. For example, eyeglasses (for nearsightedness as well as farsightedness) were mass-produced by plants in both Florence and Venice, and tens of thousands of pairs were exported annually. Perhaps the most striking aspect of Italian capitalism was the rapid perfection of banking. The Italian bankers quickly developed and adopted double-entry bookkeeping. To facilitate trade, they invented bills of exchange, making it possible to transfer funds on paper rather than transporting coins or precious metal over long distances, which was both difficult and dangerous. Italian bankers also initiated insurance to guard against loss of long-distance shipments by land or sea. Perhaps the most important of all the Italian banking innovations was the perfection of modern arithmetic, based on the adoption of Hindu-Arabic numerals and the concept of zero.

The proximate cause of the rise of Italian capitalism was freedom from the rapacious rulers who repressed and consumed economic progress in most of the world, including most of Europe. Although their political life often was turbulent, these city-states were true republics able to sustain the freedom capitalism requires. Second, centuries of technological progress had laid the necessary foundations for the rise of capitalism, especially the agricultural surpluses needed to sustain cities and to permit specialization. In addition, Christian theology encouraged the idea of progress, which justified long-term investment strategies, and provided moral justifications for the business practices fundamental to capitalism.

If there is a single factor responsible for the rise of the West, it is freedom. Freedom to hope. Freedom to act. Freedom to invest. Freedom to enjoy the fruits of one’s dreams as well as one’s labor.


Monday, September 21, 2015

Righteous Mind (excerpts)


RighteousMind

 book   search 

The Righteous Mind: Why Good People Are Divided by Politics and Religion  

by Jonathan Haidt



I study moral psychology, and I’m going to make the case that morality is the extraordinary human capacity that made civilization possible.


But I chose the title The Righteous Mind to convey the sense that human nature is not just intrinsically moral, it’s also intrinsically moralistic, critical, and judgmental.


Our righteous minds made it possible for human beings—but no other animals—to produce large cooperative groups, tribes, and nations without the glue of kinship. But at the same time, our righteous minds guarantee that our cooperative groups will always be cursed by moralistic strife. Some degree of conflict among groups may even be necessary for the health and development of any society.


Part I is about the first principle: Intuitions come first, strategic reasoning second.

Part II is about the second principle of moral psychology, which is that there’s more to morality than harm and fairness.

But people have so many other powerful moral intuitions, such as those related to liberty, loyalty, authority, and sanctity.

Part III is about the third principle: Morality binds and blinds. The central metaphor of these four chapters is that human beings are 90 percent chimp and 10 percent bee. Human nature was produced by natural selection working at two levels simultaneously. Individuals compete with individuals within every group, and we are the descendants of primates who excelled at that competition.

But human nature was also shaped as groups competed with other groups.

Our bee-like nature facilitates altruism, heroism, war, and genocide.

Once you see our righteous minds as primate minds with a hivish overlay, you get a whole new perspective on morality, politics, and religion.

I’ll show that religion is (probably) an evolutionary adaptation for binding groups together and helping them to create communities with a shared morality. It is not a virus or a parasite, as some scientists (the “New Atheists”) have argued in recent years.

Understanding the simple fact that morality differs around the world, and even within societies, is the first step toward understanding your righteous mind.
…all societies must resolve a small set of questions about how to order society, the most important being how to balance the needs of individuals and groups.

The sociocentric answer dominated most of the ancient world, but the individualistic answer became a powerful rival during the Enlightenment. The individualistic answer largely vanquished the sociocentric approach in the twentieth century as individual rights expanded rapidly, consumer culture spread, and the Western world reacted with horror to the evils perpetrated by the ultrasociocentric fascist and communist empires.


Even in the United States the social order is a moral order, but it’s an individualistic order built up around the protection of individuals and their freedom.

I was chagrined to discover that psychology in Latin America was not very scientific. It was heavily theoretical, and much of that theory was Marxist, focused on oppression, colonialism, and power.


…had found evidence for Hume’s claim. I had found that moral reasoning was often a servant of moral emotions, and this was a challenge to the rationalist approach that dominated moral psychology.

We’re born to be righteous, but we have to learn what, exactly, people like us should be righteous about.

We do moral reasoning not to reconstruct the actual reasons why we ourselves came to a judgment; we reason to find the best possible reasons why somebody else ought to join us in our judgment.

The bottom line is that human minds, like animal minds, are constantly reacting intuitively to everything they perceive, and basing their responses on those reactions.


As hominid brains tripled in size over the last 5 million years, developing language and a vastly improved ability to reason, why did we evolve an inner lawyer, rather than an inner judge or scientist? Wouldn’t it have been most adaptive for our ancestors to figure out the truth, the real truth about who did what and why, rather than using all that brainpower just to find evidence in support of what they wanted to believe? That depends on which you think was more important for our ancestors’ survival: truth or reputation.

Human beings are the world champions of cooperation beyond kinship, and we do it in large part by creating systems of formal and informal accountability. We’re really good at holding others accountable for their actions, and we’re really skilled at navigating through a world in which others hold us accountable for our own.


Anyone who values truth should stop worshipping reason. We all need to take a cold hard look at the evidence and see reasoning for what it is. The French cognitive scientists Hugo Mercier and Dan Sperber recently reviewed the vast research literature on motivated reasoning (in social psychology) and on the biases and errors of reasoning (in cognitive psychology). They concluded that most of the bizarre and depressing research findings make perfect sense once you see reasoning as having evolved not to help us find truth but to help us engage in arguments, persuasion, and manipulation in the context of discussions with other people. As they put it, “skilled arguers … are not after the truth but after arguments supporting their views.”


The authors pointed out that nearly all research in psychology is conducted on a very small subset of the human population: people from cultures that are Western, educated, industrialized, rich, and democratic (forming the acronym WEIRD). They then reviewed dozens of studies showing that WEIRD people are statistical outliers; they are the least typical, least representative people you could study if you want to make generalizations about human nature. Even within the West, Americans are more extreme outliers than Europeans, and within the United States, the educated upper middle class (like my Penn sample) is the most unusual of all.


Morality is so rich and complex, so multifaceted and internally contradictory. Pluralists such as Shweder rise to the challenge, offering theories that can explain moral diversity within and across cultures. Yet many authors reduce morality to a single principle, usually some variant of welfare maximization (basically, help people, don’t hurt them).1 Or sometimes it’s justice or related notions of fairness, rights, or respect for individuals and their autonomy.2 There’s The Utilitarian Grill, serving only sweeteners (welfare), and The Deontological Diner, serving only salts (rights). Those are your options. Neither Shweder nor I am saying that “anything goes,” or that all societies or all cuisines are equally good. But we believe that moral monism—the attempt to ground all of morality on a single principle—leads to societies that are unsatisfying to most people and at high risk of becoming inhumane because they ignore so many other moral principles.


Hume believed that “moral science” had to begin with careful inquiry into what humans are really like. And when he examined human nature—in history, in political affairs, and among his fellow philosophers—he saw that “sentiment” (intuition) is the driving force of our moral lives, whereas reasoning is biased and impotent, fit primarily to be a servant of the passions.8 He also saw a diversity of virtues, and he rejected attempts by some of his contemporaries to reduce all of morality to a single virtue such as kindness, or to do away with virtues and replace them with a few moral laws.

Hume got it right. When he died in 1776, he and other sentimentalists10 had laid a superb foundation for “moral science,” one that has, in my view, been largely vindicated by modern research.11 You would think, then, that in the decades after his death, the moral sciences progressed rapidly. But you would be wrong. In the decades after Hume’s death the rationalists claimed victory over religion and took the moral sciences off on a two-hundred-year tangent.


We’ve advanced a lot since the 1970s in our understanding of the brain, and now we know that traits can be innate without being either hardwired or universal. As the neuroscientist Gary Marcus explains, “Nature bestows upon the newborn a considerably complex brain, but one that is best seen as prewired—flexible and subject to change—rather than hardwired, fixed, and immutable.”2 To replace wiring diagrams, Marcus suggests a better analogy: The brain is like a book, the first draft of which is written by the genes during fetal development. No chapters are complete at birth, and some are just rough outlines waiting to be filled in during childhood. But not a single chapter—be it on sexuality, language, food preferences, or morality—consists of blank pages on which a society can inscribe any conceivable set of words. Marcus’s analogy leads to the best definition of innateness I have ever seen: Nature provides a first draft, which experience then revises.… “Built-in” does not mean unmalleable; it means “organized in advance of experience.”


We are the descendants of the individuals who were best able to play the game—to rise in status while cultivating the protection of superiors and the allegiance of subordinates.


To put this all together: Moral Foundations Theory says that there are (at least) six psychological systems that comprise the universal foundations of the world’s many moral matrices.53 The various moralities found on the political left tend to rest most strongly on the Care/harm and Liberty/oppression foundations. These two foundations support ideals of social justice, which emphasize compassion for the poor and a struggle for political equality among the subgroups that comprise society. Social justice movements emphasize solidarity—they call for people to come together to fight the oppression of bullying, domineering elites. (This is why there is no separate equality foundation. People don’t crave equality for its own sake; they fight for equality when they perceive that they are being bullied or dominated, as during the American and French revolutions, and the cultural revolutions of the 1960s.)


The remaining three foundations—Loyalty/betrayal, Authority/subversion, and Sanctity/degradation—show the biggest and most consistent partisan differences. Liberals are ambivalent about these foundations at best, whereas social conservatives embrace them.

Liberals have a three-foundation morality, whereas conservatives use all six. Liberal moral matrices rest on the Care/harm, Liberty/oppression, and Fairness/cheating foundations, although liberals are often willing to trade away fairness (as proportionality) when it conflicts with compassion or with their desire to fight oppression. Conservative morality rests on all six foundations, although conservatives are more willing than liberals to sacrifice Care and let some people get hurt in order to achieve their many other moral objectives.

Until Democrats understand the Durkheimian vision of society and the difference between a six-foundation morality and a three-foundation morality, they will not understand what makes people vote Republican.

But my goal here is not just to build a legal case in an academic battle that you might care nothing about. My goal is to show you that morality is the key to understanding humanity. I’ll take you on a brief tour of humanity’s origins in which we’ll see how groupishness helped us transcend selfishness. I’ll show that our groupishness—despite all of the ugly and tribal things it makes us do—is one of the magic ingredients that made it possible for civilizations to burst forth, cover the Earth, and live ever more peacefully in just a few thousand years.

But if we simply ask whether humans went through the same evolutionary process as bees—a major transition from selfish individualism to groupish hives that prosper when they find a way to suppress free riding—then the analogy gets much tighter. Many animals are social: they live in groups, flocks, or herds. But only a few animals have crossed the threshold and become ultrasocial, which means that they live in very large groups that have some internal structure, enabling them to reap the benefits of the division of labor.

Tomasello believes that human ultrasociality arose in two steps. The first was the ability to share intentions in groups of two or three people who were actively hunting or foraging together. (That was the Rubicon.) Then, after several hundred thousand years of evolution for better sharing and collaboration as nomadic hunter-gatherers, more collaborative groups began to get larger, perhaps in response to the threat of other groups. Victory went to the most cohesive groups—the ones that could scale up their ability to share intentions from three people to three hundred or three thousand people. This was the second step: Natural selection favored increasing levels of what Tomasello calls “group-mindedness”—the ability to learn and conform to social norms, feel and share group-related emotions, and, ultimately, to create and obey social institutions, including religion. A new set of selection pressures operated within groups (e.g., nonconformists were punished, or at very least were less likely to be chosen as partners for joint ventures)58 as well as between groups (cohesive groups took territory and other resources from less cohesive groups).


We are 90 percent chimp and 10 percent bee.93 If you take that claim metaphorically, then the groupish and hivish things that people do will make a lot more sense.

Among the few useful scholars she found in her quest was Emile Durkheim. Durkheim insisted that there were “social facts” that were not reducible to facts about individuals. Social facts—such as the suicide rate or norms about patriotism—emerge as people interact. They are just as real and worthy of study (by sociology) as are people and their mental states (studied by psychology).

Durkheim argued, in contrast, that Homo sapiens was really Homo duplex, a creature who exists at two levels: as an individual and as part of the larger society. From his studies of religion he concluded that people have two distinct sets of “social sentiments,” one for each level.

In humans the mirror neuron system is found in brain regions that correspond directly to those studied in macaques. But in humans the mirror neurons have a much stronger connection to emotion-related areas of the brain—first to the insular cortex, and from there to the amygdala and other limbic areas.37 People feel each other’s pain and joy to a much greater degree than do any other primates. Just seeing someone else smile activates some of the same neurons as when you smile. The other person is effectively smiling in your brain, which makes you happy and likely to smile, which in turn passes the smile into someone else’s brain. Mirror neurons are perfectly suited for Durkheim’s collective sentiments, particularly the emotional “electricity” of collective effervescence.

Fascism is hive psychology scaled up to grotesque heights. It’s the doctrine of the nation as a superorganism, within which the individual loses all importance.

It would be nice to believe that we humans were designed to love everyone unconditionally. Nice, but rather unlikely from an evolutionary perspective. Parochial love—love within groups—amplified by similarity, a sense of shared fate, and the suppression of free riders, may be the most we can accomplish.

Religions are social facts. Religion cannot be studied in lone individuals any more than hivishness can be studied in lone bees. Durkheim’s definition of religion makes its binding function clear: A religion is a unified system of beliefs and practices relative to sacred things, that is to say, things set apart and forbidden—beliefs and practices which unite into one single moral community called a Church, all those who adhere to them.3 In this chapter I continue exploring the third principle of moral psychology: Morality binds and blinds. Many scientists misunderstand religion because they ignore this principle and examine only what is most visible. They focus on individuals and their supernatural beliefs, rather than on groups and their binding practices.

In Wilson’s account, human minds and human religions have been coevolving (just like bees and their physical hives) for tens or hundreds of thousands of years. And if this is true, then we cannot expect people to abandon religion so easily. Of course people can and do forsake organized religions, which are extremely recent cultural innovations. But even those who reject all religions cannot shake the basic religious psychology of figure 11.2: doing linked to believing linked to belonging. Asking people to give up all forms of sacralized belonging and live in a world of purely “rational” beliefs might be like asking people to give up the Earth and live in colonies orbiting the moon. It can be done, but it would take a great deal of careful engineering, and even after ten generations, the descendants of those colonists might find themselves with inchoate longings for gravity and greenery.

The only thing that was reliably and powerfully associated with the moral benefits of religion was how enmeshed people were in relationships with their co-religionists. It’s the friendships and group activities, carried out within a moral matrix that emphasizes selflessness. That’s what brings out the best in people. Putnam and Campbell reject the New Atheist emphasis on belief and reach a conclusion straight out of Durkheim: “It is religious belongingness that matters for neighborliness, not religious believing.”

Putnam and Campbell’s work shows that religion in the United States nowadays generates such vast surpluses of social capital that much of it spills over and benefits outsiders.

Societies that forgo the exoskeleton of religion should reflect carefully on what will happen to them over several generations. We don’t really know, because the first atheistic societies have only emerged in Europe in the last few decades. They are the least efficient societies ever known at turning resources (of which they have a lot) into offspring (of which they have few).

Utilitarians since Jeremy Bentham have focused intently on individuals. They try to improve the welfare of society by giving individuals what they want. But a Durkheimian version of utilitarianism would recognize that human flourishing requires social order and embeddedness. It would begin with the premise that social order is extraordinarily precious and difficult to achieve. A Durkheimian utilitarianism would be open to the possibility that the binding foundations—Loyalty, Authority, and Sanctity—have a crucial role to play in a good society.

I just want Bentham to read Durkheim and recognize that we are Homo duplex before he tells any of us, or our legislators, how to go about maximizing that total good.

In the book Moral, Believing Animals, the sociologist Christian Smith writes about the moral matrices within which human life takes place.27 He agrees with Durkheim that every social order has at its core something sacred, and he shows how stories, particularly “grand narratives,” identify and reinforce the sacred core of each matrix.

Smith wrote this narrative before Moral Foundations Theory existed, but you can see that the narrative derives its moral force primarily from the Care/harm foundation (concern for the suffering of victims) and the Liberty/oppression foundation (a celebration of liberty as freedom from oppression, as well as freedom to pursue self-defined happiness). In this narrative, Fairness is political equality (which is part of opposing oppression); there are only oblique hints of Fairness as proportionality.29 Authority is mentioned only as an evil, and there is no mention of Loyalty or Sanctity.

Muller went through a series of claims about human nature and institutions, which he said are the core beliefs of conservatism. Conservatives believe that people are inherently imperfect and are prone to act badly when all constraints and accountability are removed (yes, I thought; see Glaucon, Tetlock, and Ariely in chapter 4). Our reasoning is flawed and prone to overconfidence, so it’s dangerous to construct theories based on pure reason, unconstrained by intuition and historical experience (yes; see Hume in chapter 2 and Baron-Cohen on systemizing in chapter 6). Institutions emerge gradually as social facts, which we then respect and even sacralize, but if we strip these institutions of authority and treat them as arbitrary contrivances that exist only for our benefit, we render them less effective. We then expose ourselves to increased anomie and social disorder (yes; see Durkheim in chapters 8 and 11).

Based on my own research, I had no choice but to agree with these conservative claims. As I continued to read the writings of conservative intellectuals, from Edmund Burke in the eighteenth century through Friedrich Hayek and Thomas Sowell in the twentieth, I began to see that they had attained a crucial insight into the sociology of morality that I had never encountered before. They understood the importance of what I’ll call moral capital.

Moral communities are fragile things, hard to build and easy to destroy. When we think about very large communities such as nations, the challenge is extraordinary and the threat of moral entropy is intense. There is not a big margin for error; many nations are failures as moral communities, particularly corrupt nations where dictators and elites run the country for their own benefit. If you don’t value moral capital, then you won’t foster values, virtues, norms, practices, identities, institutions, and technologies that increase it.

And while high moral capital helps a community to function efficiently, the community can use that efficiency to inflict harm on other communities. High moral capital can be obtained within a cult or a fascist nation, as long as most people truly accept the prevailing moral matrix.

Nonetheless, if you are trying to change an organization or a society and you do not consider the effects of your changes on moral capital, you’re asking for trouble. This, I believe, is the fundamental blind spot of the left. It explains why liberal reforms so often backfire,43 and why communist revolutions usually end up in despotism. It is the reason I believe that liberalism—which has done so much to bring about freedom and equal opportunity—is not sufficient as a governing philosophy. It tends to overreach, change too many things too quickly, and reduce the stock of moral capital inadvertently.

Throughout this book I’ve argued that large-scale human societies are nearly miraculous achievements. I’ve tried to show how our complicated moral psychology coevolved with our religions and our other cultural inventions (such as tribes and agriculture) to get us where we are today. I have argued that we are products of multilevel selection, including group selection, and that our “parochial altruism” is part of what makes us such great team players.

If you destroy all groups and dissolve all internal structure, you destroy your moral capital. Conservatives understand this point.

Robert Putnam has provided a wealth of evidence that Burke and Smith were right. In the previous chapter I told you about his finding that religions make Americans into “better neighbors and better citizens.” I told you his conclusion that the active ingredient that made people more virtuous was enmeshing them into relationships with their co-religionists. Anything that binds people together into dense networks of trust makes people less selfish. In an earlier study, Putnam found that ethnic diversity had the opposite effect. In a paper revealingly titled “E Pluribus Unum,” Putnam examined the level of social capital in hundreds of American communities and discovered that high levels of immigration and ethnic diversity seem to cause a reduction in social capital.

In particular, liberals often have difficulty seeing moral capital, which I defined as the resources that sustain a moral community. I suggested that liberals and conservatives are like yin and yang—both are “necessary elements of a healthy state of political life,” as John Stuart Mill put it. Liberals are experts in care; they are better able to see the victims of existing social arrangements, and they continually push us to update those arrangements and invent new ones.

The philosopher Isaiah Berlin wrestled throughout his career with the problem of the world’s moral diversity and what to make of it. He firmly rejected moral relativism: I am not a relativist; I do not say “I like my coffee with milk and you like it without; I am in favor of kindness and you prefer concentration camps”—each of us with his own values, which cannot be overcome or integrated. This I believe to be false.1 He endorsed pluralism instead, and justified it in this way: I came to the conclusion that there is a plurality of ideals, as there is a plurality of cultures and of temperaments.… There is not an infinity of [values]: the number of human values, of values which I can pursue while maintaining my human semblance, my human character, is finite—let us say 74, or perhaps 122, or 27, but finite, whatever it may be. And the difference this makes is that if a man pursues one of these values, I, who do not, am able to understand why he pursues it or what it would be like, in his circumstances, for me to be induced to pursue it. Hence the possibility of human understanding.

We may spend most of our waking hours advancing our own interests, but we all have the capacity to transcend self-interest and become simply a part of a whole. It’s not just a capacity; it’s the portal to many of life’s most cherished experiences.

We are deeply intuitive creatures whose gut feelings drive our strategic reasoning.